Sunday, October 25, 2009

Code of Ethic

  • Act with integrity, competence, diligence, respect & in an ethical manner with the public, clients, prospective clients, employers, employees, colleagues in the investment profession & other participants in the global capital market.
  • Place the integrity of the investment profession & the interests of clients above their own personal interests
  • Use reasonable care & exercise independent professional judgment when conducting investment analysis, making investment recommendations, taking investment actions & engaging in other professional activities
  • Practice & encourage others to practice in a professional & ethical manner that will reflect credit on themselves & the profession.
  • Promote the integrity of, & uphold the rules governing, capital market
  • Maintain & improve their professional competence & strive to maintain & improve the competence of their investment professional
Update 29th Oct 09: With suggestion from here, the six components could be re-ordered for easier remembering.


PEJMAR

P - Priority: Place the integrity of the investment profession & the interests of clients above their own personal interests

E - Encouragement: Practice & encourage others to practice in a professional & ethical manner that will reflect credit on themselves & the profession.

J - Judgment: Use reasonable care & exercise independent professional judgment when conducting investment analysis, making investment recommendations, taking investment actions & engaging in other professional activities

M - Maintain: Maintain & improve their professional competence & strive to maintain & improve the competence of their investment professional

A - Action: Act with integrity, competence, diligence, respect & in an ethical manner with the public, clients, prospective clients, employers, employees, colleagues in the investment profession & other participants in the global capital market.

R - Rules: Promote the integrity of, & uphold the rules governing, capital market

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